| | Finra Fines Wefunder $1.4M for Crowdfunding Rule Violations (finra.org) |
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2 points by Brajeshwar on May 5, 2022 | past
|
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| | Finra Reminds Members of Their Sales Practice Obligations for Complex Products (finra.org) |
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1 point by walterbell on April 30, 2022 | past
|
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| | Finra Reminds Firms of Requirements; Best Execution; Payment for Order Flow (finra.org) |
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2 points by DocFeind on July 8, 2021 | past
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| | Robinhood's full 123-page Letter of Acceptance, Waiver and Consent [pdf] (finra.org) |
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3 points by vincent_s on July 5, 2021 | past
|
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| | FINRA Orders Record Financial Penalties Against Robinhood (finra.org) |
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186 points by kiyanwang on July 5, 2021 | past | 125 comments
|
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| | Finra Orders Record Financial Penalties Against Robinhood Financial LLC (finra.org) |
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3 points by DocFeind on June 30, 2021 | past
|
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| | Finra Fines Robinhood Financial, LLC $1.25M for Best Execution Violations (finra.org) |
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4 points by Judson on Dec 19, 2019 | past
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| | Technology Based Innovation for Regulatory Compliance in the Securities Industry [pdf] (finra.org) |
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1 point by petethomas on Nov 2, 2018 | past
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| | Too Fast to Match? This 401(k) Misstep Could Hurt Retirement Savings (finra.org) |
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19 points by mbastress on May 7, 2018 | past | 6 comments
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| | FINRA Says Don’t Fall for Cryptocurrency-Related Stock Scams (finra.org) |
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1 point by thisisit on Dec 22, 2017 | past
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| | What you need to know when moving a production system to the cloud (finra.org) |
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1 point by musing5225 on Oct 30, 2015 | past
|
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| | Cost effective security in the cloud (finra.org) |
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1 point by musing5225 on Oct 19, 2015 | past
|
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| | Optimize Use of EMRs (finra.org) |
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2 points by musing5225 on Oct 19, 2015 | past
|
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| | Strata and Hadoop: Making Big Data Reusable to Regulate Financial Markets (finra.org) |
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2 points by musing5225 on June 11, 2015 | past
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| | How to Scan Salted Tables with Region Specific Key Ranges in MapReduce (finra.org) |
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1 point by musing5225 on June 8, 2015 | past
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| | Bitcoin: More than a Bit Risky (finra.org) |
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1 point by panarky on March 13, 2014 | past
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| | First HFT Casualty As Finra Fines Trillium $1 Million (finra.org) |
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2 points by d_c on Sept 13, 2010 | past
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